SEC Form 4 · accession 0001127602-15-024951
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP Chief Risk & Complnce Ofc
Period of report
Aug 13, 2015
Accepted (ET)
Aug 14, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 15,000 | $0.00 | A | 44,546 | D | |
| Common Stock | Aug 13, 2015 | S | 15,000 | $57.9477 | D | 29,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $22.705 | Aug 13, 2015 | M | 15,000 | D | — | Feb 21, 2020 | Common Stock | 15,000 | 82,248 | D |
Explanation of responses
- F1These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.