SEC Form 4 · accession 0001127602-15-018967
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Ledford
Officer — SVP & Chief HR Officer
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | M | 3,601 | $0.00 | A | 22,040 | D | |
| Common Stock | May 28, 2015 | S | 3,601 | $58.5173 | D | 18,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $29.60 | May 28, 2015 | M | 3,601 | D | — | Feb 11, 2017 | Common Stock | 3,601 | 0 | D |
Explanation of responses
- F1These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options became exercisable on October 13, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.