SEC Form 4 · accession 0001127602-15-017980
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Rapport
Officer — SVP and Controller
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 5,714 | $0.00 | A | 30,243 | D | |
| Common Stock | May 19, 2015 | S | 5,714 | $58.6739 | D | 24,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $30.215 | May 19, 2015 | M | 5,714 | D | — | Mar 14, 2016 | Common Stock | 5,714 | 0 | D |
Explanation of responses
- F1These options vested in four equal annual installments on March 15th of 2007, 2008, 2009 and 2010. These options became exercisable on December 4, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.