SEC Form 4 · accession 0001127602-15-012212
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP Chief Risk & Complnce Ofc
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 15,625 | $0.00 | A | 45,171 | D | |
| Common Stock | Mar 19, 2015 | M | 24,510 | $0.00 | A | 69,681 | D | |
| Common Stock | Mar 19, 2015 | S | 40,135 | $57.2586 | D | 29,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $29.60 | Mar 19, 2015 | M | 15,625 | D | — | Feb 11, 2017 | Common Stock | 15,625 | 0 | D |
| Stock Options (Right to Buy)F2 | $19.045 | Mar 19, 2015 | M | 24,510 | D | — | Feb 22, 2019 | Common Stock | 24,510 | 0 | D |
Explanation of responses
- F1These options vested in four equal annual installments on February 12th of 2008, 2009, 2010 and 2011. These options became exercisable on September 26, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
- F2These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.