SEC Form 4 · accession 0001127602-15-009721
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander S Moczarski
Officer — President & CEO, Guy Carpenter
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2015 | M | 33,474 | $0.00 | A | 83,434 | D | |
| Common Stock | Feb 28, 2015 | F | 18,687 | $56.99 | D | 64,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2015 | M | 33,474 | D | — | — | Common Stock | 33,474 | 15,233 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 33,474 shares underlying restricted stock units of which 18,687 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 33,474 shares underlying restricted stock units relate to 3,921 restricted stock units that were granted on February 24, 2012, 23,524 restricted stock units relating to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014, 3,425 restricted stock units that were granted on February 25, 2013 and 2,604 restricted stock units that were granted on February 24, 2014.
- F2Includes dividend reinvestment shares acquired on November 17, 2014 and February 13, 2015.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.