SEC Form 4 · accession 0001127602-15-009704
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP Chief Risk & Complnce Ofc
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2015 | M | 22,316 | $0.00 | A | 42,005 | D | |
| Common Stock | Feb 28, 2015 | F | 12,459 | $56.99 | D | 29,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 28, 2015 | M | 22,316 | D | — | — | Common Stock | 22,316 | 10,816 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 22,316 shares underlying restricted stock units of which 12,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 22,316 shares underlying restricted stock units relate to 2,614 restricted stock units that were granted on February 24, 2012, 15,682 restricted stock units relating to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014, 2,284 restricted stock units that were granted on February 25, 2013 and 1,736 restricted stock units that were granted on February 24, 2014.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.