SEC Form 4 · accession 0001127602-15-009699
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Beshar
Officer — EVP and General Counsel
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2015 | M | 47,035 | $0.00 | A | 182,988 | D | |
| Common Stock | Feb 28, 2015 | F | 24,258 | $56.99 | D | 158,730 | D | |
| Common Stock | Mar 2, 2015 | M | 53,572 | $0.00 | A | 212,302 | D | |
| Common Stock | Mar 2, 2015 | S | 76,349 | $57.1068 | D | 135,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 28, 2015 | M | 47,035 | D | — | — | Common Stock | 47,035 | 22,333 | D |
| Stock Options (Right to Buy)F4 | $30.215 | Mar 2, 2015 | M | 53,572 | D | — | Mar 14, 2016 | Common Stock | 53,572 | 0 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 47,035 shares underlying restricted stock units of which 24,258 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 47,035 shares underlying restricted stock units relate to 5,489 restricted stock units that were granted on February 24, 2012, 32,932 restricted stock units relating to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014, 4,795 restricted stock units that were granted on February 25, 2013 and 3,819 restricted stock units that were granted on February 24, 2014.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.
- F4These options were granted on March 15, 2006 and vested in four equal annual installments on March 15th of 2007, 2008, 2009 and 2010.