SEC Form 4 · accession 0001127602-15-008339
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander S Moczarski
Officer — President & CEO, Guy Carpenter
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 23, 2015 | A | 6,598 | A | — | — | Common Stock | 6,598 | 25,183 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 23, 2015 | A | 23,524 | A | — | — | Common Stock | 23,524 | 48,707 | D |
| Stock Options (Right to Buy)F5 | $56.84 | Feb 23, 2015 | A | 66,138 | A | — | Feb 22, 2025 | Common Stock | 66,138 | 66,138 | D |
Explanation of responses
- F1The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F2These restricted stock units vest in three equal annual installments on February 28, 2016, February 28, 2017, and February 28, 2018.
- F3Not Applicable.
- F4These restricted stock units relate to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014. The performance factor for these performance stock units was determined on February 23, 2015.
- F5These options were granted on February 23, 2015 and vest in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.