SEC Form 4 · accession 0001127602-15-008333
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Glaser
Officer — President and CEO, MMC · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2015 | G | 4,060 | $0.00 | D | 229,269 | D | |
| Common Stock | Feb 24, 2015 | S | 0 | $57.01 | D | 229,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5 | — | Feb 23, 2015 | A | 41,784 | A | — | — | Common Stock | 41,784 | 136,568 | D |
| Restricted Stock UnitsF3,F5 | — | Feb 23, 2015 | A | 78,408 | A | — | — | Common Stock | 78,408 | 214,976 | D |
| Stock Options (Right to Buy)F7 | $56.84 | Feb 23, 2015 | A | 418,872 | A | — | Feb 22, 2025 | Common Stock | 418,872 | 418,872 | D |
Explanation of responses
- F1Includes dividend reinvestment shares acquired on May 15, 2014, August 15, 2014, November 17, 2014 and February 13, 2015.
- F2Sale of a fractional share to close an account.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4These restricted stock units vest in three equal annual installments on February 28, 2016, February 28, 2017, and February 28, 2018.
- F5Not Applicable.
- F6These restricted stock units relate to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014. The performance factor for these performance stock units was determined on February 23, 2015.
- F7These options were granted on February 23, 2015 and vest in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.