SEC Form 4 · accession 0001127602-15-008330
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP Chief Risk & Complnce Ofc
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $56.84 | Feb 23, 2015 | A | 50,706 | A | — | Feb 22, 2025 | Common Stock | 50,706 | 50,706 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 23, 2015 | A | 5,059 | A | — | — | Common Stock | 5,059 | 17,450 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 23, 2015 | A | 15,682 | A | — | — | Common Stock | 15,682 | 33,132 | D |
Explanation of responses
- F1These options were granted on February 23, 2015 and vest in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28, 2016, February 28, 2017, and February 28, 2018.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014. The performance factor for these performance stock units was determined on February 23, 2015.