SEC Form 4 · accession 0001127602-15-008328
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Michael Bischoff
Officer — Chief Financial Officer
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,042 | D | ||
| Common StockF2 | holding | — | — | — | 12,241 | I | MMC 401(k) Savings & Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5 | — | Feb 23, 2015 | A | 5,278 | A | — | — | Common Stock | 5,278 | 30,883 | D |
| Restricted Stock UnitsF3,F5 | — | Feb 23, 2015 | A | 3,138 | A | — | — | Common Stock | 3,138 | 34,021 | D |
| Stock Options (Right to Buy)F7 | $56.84 | Feb 23, 2015 | A | 52,911 | A | — | Feb 22, 2025 | Common Stock | 52,911 | 52,911 | D |
| Restricted Stk. Units (SSIP)F8,F3,F5 | — | holding | — | — | — | — | — | Common Stock | 1,428 | 1,428 | D |
Explanation of responses
- F1Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on February 13, 2015.
- F2Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4These restricted stock units vest in three equal annual installments on February 28, 2016, February 28, 2017, and February 28, 2018.
- F5Not Applicable.
- F6These restricted stock units relate to performance stock units that were granted on February 24, 2012 for the performance period 2012-2014. The performance factor for these performance stock units was determined on February 23, 2015.
- F7These options were granted on February 23, 2015 and vest in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.
- F8Reflects additional shares acquired by the Supplemental Savings & Investment Plan (SSIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.