SEC Form 4 · accession 0001127602-15-006405
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio A Portalatin
Officer — President and CEO, Mercer
Period of report
Feb 15, 2015
Accepted (ET)
Feb 17, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2015 | M | 15,781 | $0.00 | A | 22,384 | D | |
| Common Stock | Feb 15, 2015 | F | 5,871 | $56.355 | D | 16,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2015 | M | 15,781 | D | — | — | Common Stock | 15,781 | 24,646 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 15,781 shares underlying restricted stock units of which 5,871 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 15,781 shares underlying restricted stock units relate to restricted stock units that were granted on February 1, 2012.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.