SEC Form 3 · accession 0000950103-19-003099
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martine Ferland
Officer — President and CEO, Mercer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | holding | — | — | — | — | — | Common Stock | 8,798 | — | D |
| Stock Options (Right to Buy)F3 | $57.325 | holding | — | — | — | — | Feb 21, 2026 | Common Stock | 9,192 | — | D |
| Stock Options (Right to Buy)F4 | $73.195 | holding | — | — | — | — | Feb 21, 2027 | Common Stock | 7,912 | — | D |
| Stock Options (Right to Buy)F5 | $83.046 | holding | — | — | — | — | Feb 20, 2028 | Common Stock | 7,518 | — | D |
| Stock Options (Right to Buy)F6 | $90.785 | holding | — | — | — | — | Feb 18, 2029 | Common Stock | 56,085 | — | D |
Explanation of responses
- F1Not Applicable.
- F2This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These options were granted on February 22, 2016 and vest in four equal annual installments. The first three installments vested and became exercisable on February 22nd of 2017, 2018 and 2019. The remaining installment vests on February 22nd of 2020.
- F4These options were granted on February 22, 2017 and vest in four equal annual installments. The first two installments vested and became exercisable on February 22nd of 2018 and 2019. The remaining installments vest on February 22nd of 2020 and 2021.
- F5These options were granted on February 21, 2018 and vest in four equal annual installments. The first installment vested and became exercisable on February 21, 2019. The remaining installments vest on February 21st of 2020, 2021 and 2022.
- F6These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023.