SEC Form 4 · accession 0001567619-19-005550
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Kissinger
Officer — Sr Exec VP, Gen Counsel & Secy
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 84,914 | D | ||
| Common StockF1,F2 | holding | — | — | — | 518 | I | By Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 2/26/19)F3 | $41.90 | Feb 26, 2019 | A | 23,400 | A | — | Feb 26, 2029 | Common Stock | 23,400 | 23,400 | D |
| Stock Option (right to buy) (granted 7/29/14)F3 | $18.34 | holding | — | — | — | — | Jul 29, 2024 | Common Stock | 15,683 | 15,683 | D |
| Stock Option (right to buy) (granted 7/28/15)F3 | $20.26 | holding | — | — | — | — | Jul 28, 2025 | Common Stock | 19,300 | 19,300 | D |
| Stock Option (right to buy) (granted 3/1/16)F3 | $18.68 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 12,300 | 12,300 | D |
| Stock Option (right to buy) (granted 2/28/17)F3 | $31.20 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 17,000 | 17,000 | D |
| Stock Option (right to buy) (granted 2/27/18)F3 | $27.00 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 24,400 | 24,400 | D |
Explanation of responses
- F1Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of February 20, 2019.
- F2By Dividend Reinvestment and Associate Stock Purchase Plan.
- F3The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.