SEC Form 4 · accession 0001567619-19-000995
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Kissinger
Officer — Sr Exec VP, Gen Counsel & Secy
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2019 | S | 2,850 | $42.7288 | D | 82,214 | D | |
| Common StockF2,F3 | holding | — | — | — | 518 | I | By Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/29/14)F4 | $18.34 | holding | — | — | — | — | Jul 29, 2024 | Common Stock | 15,683 | 15,683 | D |
| Stock Option (right to buy) (granted 7/28/15)F4 | $20.26 | holding | — | — | — | — | Jul 28, 2025 | Common Stock | 19,300 | 19,300 | D |
| Stock Option (right to buy) (granted 3/1/16)F4 | $18.68 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 12,300 | 12,300 | D |
| Stock Option (right to buy) (granted 2/28/17)F4 | $31.20 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 17,000 | 17,000 | D |
| Stock Option (right to buy) (granted 2/27/18)F4 | $27.00 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 24,400 | 24,400 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $42.72 to $42.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of January 9, 2019.
- F3By Dividend Reinvestment and Associate Stock Purchase Plan.
- F4The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.