SEC Form 4/A · accession 0001567619-18-002165
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rolando B Rodriguez
Officer — Pres. & CEO - Marcus Theatres
Period of report
Jul 31, 2018
Accepted (ET)
Sep 5, 2018 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2018 | M | 2,000 | $13.04 | A | 36,975 | D | |
| Common StockF3,F1,F2 | Jul 31, 2018 | S | 4,125 | $38.6208 | D | 6,666 | I | By Ridriguez Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12,000 Shares were transferred into the Rodriguez Living Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F2The Form 4 filed August 2, 2018 reported the sale of 4,125 shares of common stock held directly by the reporting person. The reporting person actually sold 4,125 shares of common stock held indirectly by the Rodriguez Living Trust. This Form 4 is being filed to correct the reported sale transaction and to correct the total shares held by the reporting person directly and indirectly by the Rodriguez Living Trust.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $38.60 to $38.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.