SEC Form 4 · accession 0001567619-18-000325
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Neis
Officer — CFO and Treasurer
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 8,423 | $11.89 | A | 74,531 | D | |
| Common Stock | Aug 8, 2018 | M | 9,000 | $10.00 | A | 83,531 | D | |
| Common Stock | Aug 8, 2018 | F | 6,164 | $38.85 | D | 77,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/27/10)F1 | $11.89 | Aug 8, 2018 | M | 8,423 | D | — | Jul 27, 2020 | Common Stock | 8,423 | 14,077 | D |
| Stock Option (right to buy) (granted 7/26/11)F1 | $10.00 | Aug 8, 2018 | M | 9,000 | D | — | Jul 26, 2021 | Common Stock | 9,000 | 13,500 | D |
| Stock Option (right to buy) (granted 7/28/09)F1 | $13.34 | holding | — | — | — | — | Jul 28, 2019 | Common Stock | 13,179 | 13,179 | D |
| Stock Option (right to buy) (granted 7/31/12)F1 | $13.12 | holding | — | — | — | — | Jul 31, 2022 | Common Stock | 19,500 | 19,500 | D |
| Stock Option (right to buy) (granted 7/30/13)F1 | $13.04 | holding | — | — | — | — | Jul 30, 2023 | Common Stock | 21,000 | 21,000 | D |
| Stock Option (right to buy) (granted 7/29/14)F1 | $18.34 | holding | — | — | — | — | Jul 29, 2024 | Common Stock | 16,400 | 16,400 | D |
| Stock Option (right to buy) (granted 7/28/15)F1 | $20.26 | holding | — | — | — | — | Jul 28, 2025 | Common Stock | 17,400 | 17,400 | D |
| Stock Option (right to buy) (granted 3/1/16)F1 | $18.68 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 11,150 | 11,150 | D |
| Stock Option (right to buy) (granted 2/28/17)F1 | $31.20 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 16,500 | 16,500 | D |
| Stock Option (right to buy) (granted 2/27/18)F1 | $27.00 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 23,500 | 23,500 | D |
Explanation of responses
- F1The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.