SEC Form 4 · accession 0001140361-18-035443
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rolando B Rodriguez
Officer — Pres. & CEO - Marcus Theatres
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 3,600 | $18.34 | A | 36,450 | D | |
| Common Stock | Aug 1, 2018 | M | 389 | $20.26 | A | 36,839 | D | |
| Common StockF1 | Aug 1, 2018 | F | 2,261 | $38.40 | D | 22,400 | D | |
| Common StockF1 | holding | — | — | — | 22,969 | I | By Rodriguez Family Trust | |
| Common StockF2 | holding | — | — | — | 588 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/29/14)F3 | $18.34 | Aug 1, 2018 | M | 3,600 | D | — | Jul 29, 2024 | Common Stock | 3,600 | 6,770 | D |
| Stock Option (right to buy) (granted 7/28/15)F3 | $20.26 | Aug 1, 2018 | M | 389 | D | — | Jul 28, 2025 | Common Stock | 389 | 19,222 | D |
| Stock Option (right to buy) (granted 3/1/16)F3 | $18.68 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 12,500 | 12,500 | D |
| Stock Option (right to buy) (granted 2/28/17)F3 | $31.20 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy) (granted 2/27/18)F3 | $27.00 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 34,000 | 34,000 | D |
Explanation of responses
- F112,178 Shares previously held directly by the reporting person were transferred into the Rodriguez Living Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F2Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
- F3The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.