SEC Form 4 · accession 0001140361-18-022859
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Baum
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | A | 753 | $0.00 | A | 6,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.56 | holding | — | — | — | Feb 15, 2016 | Feb 15, 2026 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F2 | $31.55 | holding | — | — | — | Dec 29, 2016 | Dec 29, 2026 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F2 | $27.20 | holding | — | — | — | Dec 28, 2017 | Dec 28, 2027 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Granted by Issuer in consideration of service as a director.
- F2Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.