SEC Form 4 · accession 0001140361-18-009922

MARCUS CORP · MCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr Exec VP, Gen Counsel & Secy

Period of report

Feb 21, 2018

Accepted (ET)

Feb 23, 2018 · 5:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062234

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 21, 2018	A	5,500	$0.00	A	68,152	D
Common Stock^F2	holding	—	—		—	282	I	By 401(k) Plan
Common Stock^F3,F4	holding	—	—		—	510	I	By Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy) (granted 7/29/08)^F5	$15.59	holding	—	—	—	—	Jul 29, 2018	Common Stock	13,512	13,512	D
Stock Option (right to buy) (granted 7/28/09)^F5	$13.34	holding	—	—	—	—	Jul 28, 2019	Common Stock	13,179	13,179	D
Stock Option (right to buy) (granted 7/27/10)^F5	$11.89	holding	—	—	—	—	Jul 27, 2020	Common Stock	14,077	14,077	D
Stock Option (right to buy) (granted 7/26/11)^F5	$10.00	holding	—	—	—	—	Jul 26, 2021	Common Stock	5,351	5,351	D
Stock Option (right to buy) (granted 7/31/12)^F5	$13.12	holding	—	—	—	—	Jul 31, 2022	Common Stock	18,190	18,190	D
Stock Option (right to buy) (granted 7/30/13)^F5	$13.04	holding	—	—	—	—	Jul 30, 2023	Common Stock	22,750	22,750	D
Stock Option (right to buy) (granted 7/29/14)^F5	$18.34	holding	—	—	—	—	Jul 29, 2024	Common Stock	17,900	17,900	D
Stock Option (right to buy) (granted 7/28/15)^F5	$20.26	holding	—	—	—	—	Jul 28, 2025	Common Stock	19,300	19,300	D
Stock Option (right to buy) (granted 3/1/16)^F5	$18.68	holding	—	—	—	—	Mar 1, 2026	Common Stock	12,300	12,300	D
Stock Option (right to buy) (granted 2/28/17)^F5	$31.20	holding	—	—	—	—	Feb 28, 2027	Common Stock	17,000	17,000	D

F1Restricted stock granted February 21, 2018 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
F2Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of August 1, 2017.
F4By Dividend Reinvestment and Associate Stock Purchase Plan.
F5The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.