SEC Form 4 · accession 0001140361-18-005743
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Marcus
Officer — Chairman · Director · 10% Owner
Period of report
Jan 8, 2018
Accepted (ET)
Feb 8, 2018 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 21,895 | I | By LLCs | |
| Common Stock | holding | — | — | — | 6,003 | I | Trustee-I. Lowe Fam. Tr. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5,F6,F2,F3,F4 | — | Jan 8, 2018 | G | 4,149 | D | — | — | Common Stock | 4,149 | 83,525 | I |
| Class B Common StockF2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,225 | 1,225 | I |
| Class B Common StockF5,F1,F2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,647,228 | 4,647,228 | I |
| Class B Common StockF7,F2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 50,845 | 50,845 | I |
Explanation of responses
- F1Shares held by Matinee Fifteen Holdings, LLC and Matinee Fifteen Holdings 2 LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- F2This security is convertible into common stock on a 1-for-1 basis at no cost.
- F3This security is immediately exercisable.
- F4No expiration date.
- F5Shares previously held by the reporting person in the Stephen H. Marcus 1990 Revocable Trust were transferred into Matinee Fifteen Holdings 2 LLC in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F6By the Stephen H. Marcus 1990 Revocable Trust.
- F7By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Stephen H. Marcus.