SEC Form 4 · accession 0001140361-17-047835
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Baum
Director
Period of report
Dec 28, 2017
Accepted (ET)
Dec 29, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | A | 1,500 | $0.00 | A | 5,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $27.20 | Dec 28, 2017 | A | 1,000 | A | Dec 28, 2017 | Dec 28, 2027 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F2 | $18.56 | holding | — | — | — | Feb 15, 2016 | Feb 15, 2026 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F2 | $31.55 | holding | — | — | — | Dec 29, 2016 | Dec 29, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted December 28, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
- F2Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.