SEC Form 4 · accession 0001140361-16-053586
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rolando B Rodriguez
Officer — Pres. & CEO - Marcus Theatres
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 15, 2016 | A | 3,950 | $0.00 | A | 30,100 | D | |
| Common StockF1 | holding | — | — | — | 79 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/28/15)F2 | $20.26 | Jul 28, 2015 | A | 20,000 | A | — | Jul 28, 2025 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy) (granted 7/30/13)F2 | $13.04 | holding | — | — | — | — | Jul 30, 2023 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy) (granted 7/29/14)F2 | $18.34 | holding | — | — | — | — | Jul 29, 2024 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
- F2The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
- F3Restricted stock granted January 15, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.