SEC Form 5 · accession 0001140361-16-049134
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Jay Stark
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 29, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | W | 3,885 | $0.00 | A | 3,885 | I | As Trustee of Stark Family Trust |
| Common Stock | holding | — | — | — | 9,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.89 | holding | — | — | — | Jan 10, 2012 | Jan 10, 2022 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $13.33 | holding | — | — | — | May 31, 2012 | May 31, 2022 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F1 | $13.45 | holding | — | — | — | May 30, 2013 | May 30, 2023 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $19.65 | holding | — | — | — | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F1 | $18.97 | holding | — | — | — | May 31, 2015 | May 31, 2025 | Common Stock | 583 | 583 | D |
Explanation of responses
- F1Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.