SEC Form 4 · accession 0001140361-16-047220
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Milstein
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 8, 2016 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 729 | — | A | 79,274 | D | |
| Common StockF2 | holding | — | — | — | 124,111 | I | As co-trustee for SVM Foundation | |
| Common StockF2 | holding | — | — | — | 5,625 | I | As trustee for A. B. Elbaum | |
| Common StockF2 | holding | — | — | — | 37,500 | I | As trustee for PLM Foundation | |
| Common StockF2 | holding | — | — | — | 8,100 | I | By children | |
| Common StockF2 | holding | — | — | — | 2,000 | I | By spouse | |
| Class B Common Stock | holding | — | — | — | 62,055 | I | As partner of Northmon |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $18.97 | Dec 31, 2015 | A | 583 | A | Dec 31, 2015 | Dec 31, 2025 | Common Stock | 583 | 583 | D |
| Stock Option (Right to Buy)F3 | $17.73 | holding | — | — | — | May 25, 2006 | May 25, 2016 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $23.37 | holding | — | — | — | May 31, 2007 | May 31, 2017 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $17.17 | holding | — | — | — | May 29, 2008 | May 29, 2018 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $10.78 | holding | — | — | — | May 28, 2009 | May 28, 2019 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $11.14 | holding | — | — | — | May 27, 2010 | May 27, 2020 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $10.50 | holding | — | — | — | May 26, 2011 | May 26, 2021 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $13.33 | holding | — | — | — | May 31, 2012 | May 31, 2022 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F3 | $13.45 | holding | — | — | — | May 30, 2013 | May 30, 2023 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F3 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F3 | $19.65 | holding | — | — | — | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted December 31, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
- F2The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.
- F3Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.