SEC Form 4 · accession 0001140361-15-028444

MARCUS CORP · MCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO

Period of report

Jul 21, 2015

Accepted (ET)

Jul 23, 2015 · 6:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062234

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 21, 2015	A	9,300	$0.00	A	90,981	D
Common Stock^F2	holding	—	—		—	75	I	As custodian
Common Stock^F3	holding	—	—		—	6,863	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy) (granted 7/31/06)^F4	$19.74	holding	—	—	—	—	Jul 31, 2016	Common Stock	15,000	15,000	D
Stock Option (right to buy) (granted 8/2/07)^F4	$20.40	holding	—	—	—	—	Aug 2, 2017	Common Stock	15,000	15,000	D
Stock Option (right to buy) (granted 7/29/08)^F4	$15.59	holding	—	—	—	—	Jul 29, 2018	Common Stock	100,000	100,000	D
Stock Option (right to buy) (granted 7/28/09)^F4	$13.34	holding	—	—	—	—	Jul 28, 2019	Common Stock	55,000	55,000	D
Stock Option (right to buy) (granted 7/27/10)^F4	$11.89	holding	—	—	—	—	Jul 27, 2020	Common Stock	60,000	60,000	D
Stock Option (right to buy) (granted 7/26/11)^F4	$10.00	holding	—	—	—	—	Jul 26, 2021	Common Stock	60,000	60,000	D
Stock Option (right to buy) (granted 7/31/12)^F4	$13.12	holding	—	—	—	—	Jul 31, 2022	Common Stock	52,000	52,000	D
Stock Option (right to buy) (granted 7/30/13)^F4	$13.04	holding	—	—	—	—	Jul 30, 2023	Common Stock	57,500	57,500	D
Stock Option (right to buy) (granted 7/29/14)^F4	$18.34	holding	—	—	—	—	Jul 29, 2024	Common Stock	49,500	49,500	D
Class B Common Stock^F5,F6,F7	—	holding	—	—	—	—	—	Common Stock	191,056	191,056	D
Class B Common Stock^F8,F5,F6,F7	—	holding	—	—	—	—	—	Common Stock	10,786	10,786	I
Class B Common Stock^F9,F5,F6,F7	—	holding	—	—	—	—	—	Common Stock	8,388	8,388	I
Class B Common Stock^F5,F6,F7	—	holding	—	—	—	—	—	Common Stock	18,233	18,233	I

F1Restricted stock granted July 21, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
F2As sole custodian of the Alexandra Marcus U/WI/UTMA.
F3Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F4The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F5This security is convertible into common stock on a 1-for-1 basis at no cost.
F6This security is immediately exercisable.
F7No expiration date.
F8As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F9As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.