SEC Form 4 · accession 0001140361-15-028442

MARCUS CORP · MCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr Exec VP, Gen Counsel & Secy

Period of report

Jul 21, 2015

Accepted (ET)

Jul 23, 2015 · 6:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062234

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 21, 2015	A	4,100	$0.00	A	50,213	D
Common Stock^F2	holding	—	—		—	6,256	I	By 401(k) Plan
Common Stock^F3,F4	holding	—	—		—	486	I	By Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy) (granted 7/31/06)^F5	$19.74	holding	—	—	—	—	Jul 31, 2016	Common Stock	15,000	15,000	D
Stock Option (right to buy) (granted 8/2/07)^F5	$20.40	holding	—	—	—	—	Aug 2, 2017	Common Stock	15,000	15,000	D
Stock Option (right to buy) (granted 7/29/08)^F5	$15.59	holding	—	—	—	—	Jul 29, 2018	Common Stock	20,000	20,000	D
Stock Option (right to buy) (granted 7/28/09)^F5	$13.34	holding	—	—	—	—	Jul 28, 2019	Common Stock	13,179	13,179	D
Stock Option (right to buy) (granted 7/27/10)^F5	$11.89	holding	—	—	—	—	Jul 27, 2020	Common Stock	22,500	22,500	D
Stock Option (right to buy) (granted 7/26/11)^F5	$10.00	holding	—	—	—	—	Jul 26, 2021	Common Stock	15,000	15,000	D
Stock Option (right to buy) (granted 7/31/12)^F5	$13.12	holding	—	—	—	—	Jul 31, 2022	Common Stock	22,000	22,000	D
Stock Option (right to buy) (granted 7/30/13)^F5	$13.04	holding	—	—	—	—	Jul 30, 2023	Common Stock	22,750	22,750	D
Stock Option (right to buy) (granted 7/29/14)^F5	$18.34	holding	—	—	—	—	Jul 29, 2024	Common Stock	17,900	17,900	D

F1Restricted stock granted July 21, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
F2Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of May 28, 2015.
F4By Dividend Reinvestment and Associate Stock Purchase Plan.
F5The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.