SEC Form 4 · accession 0001140361-15-022547
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bruce J Olson
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | A | 1,250 | $0.00 | A | 22,896 | D | |
| Common StockF3 | holding | — | — | — | 1,350 | I | As trustee | |
| Common StockF2,F4 | holding | — | — | — | 753 | I | As trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $19.65 | May 28, 2015 | A | 1,000 | A | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (right to buy)F5 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted May 28, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
- F2Shares previously held by the reporting person directly were transferred into the Bruce J. Olson & Barbara A. Olson Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F3As trustee of the Bruce Olson Family Trust.
- F4As trustee of the Bruce J. Olson & Barbara A. Olson Revocable Trust.
- F5Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.