SEC Form 4 · accession 0001140361-15-022535
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bronson J Haase
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | A | 1,250 | $0.00 | A | 16,963 | D | |
| Common StockF3 | holding | — | — | — | 6,204 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $19.65 | May 28, 2015 | A | 1,000 | A | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F4 | $19.70 | May 28, 2015 | A | 1,000 | A | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F4 | $17.73 | holding | — | — | — | May 25, 2006 | May 25, 2016 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $23.37 | holding | — | — | — | May 31, 2007 | May 31, 2017 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $17.17 | holding | — | — | — | May 29, 2008 | May 29, 2018 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.78 | holding | — | — | — | May 28, 2009 | May 28, 2019 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $11.14 | holding | — | — | — | May 27, 2010 | May 27, 2020 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.50 | holding | — | — | — | May 26, 2011 | May 26, 2021 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.33 | holding | — | — | — | May 31, 2012 | May 31, 2022 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.45 | holding | — | — | — | May 30, 2013 | May 30, 2023 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F4 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted May 28, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
- F2Includes 43 shares of Common Stock acquired through automatic reinvestment of dividends under the Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of May 28, 2015.
- F3By the Bronson J. and Jacqueline A. Haase Living Trust dated 8/17/1999.
- F4Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.