SEC Form 4 · accession 0001140361-15-022530
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine M. Gehl
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 28, 2015 | A | 1,250 | $0.00 | A | 1,250 | D | |
| Common StockF2 | holding | — | — | — | 1,190 | I | By Katherine M. Gehl 2005 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $19.65 | May 28, 2015 | A | 1,000 | A | May 28, 2015 | May 28, 2025 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F3 | $17.45 | holding | — | — | — | Jan 6, 2015 | Jan 6, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted May 28, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
- F2Shares previously held by the reporting person directly were transferred into the Katherine M. Gehl 2005 Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F3Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.