SEC Form 4 · accession 0001140361-15-020652
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bronson J Haase
Director
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | May 15, 2015 | M | 713 | $15.6966 | A | 15,670 | D | |
| Common StockF1,F3 | holding | — | — | — | 6,204 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.6966 | May 15, 2015 | M | 713 | D | May 26, 2005 | May 26, 2015 | Common Stock | 713 | 0 | D |
| Stock Option (Right to Buy)F4 | $17.73 | holding | — | — | — | May 25, 2006 | May 25, 2016 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $23.37 | holding | — | — | — | May 31, 2007 | May 31, 2017 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $17.17 | holding | — | — | — | May 29, 2008 | May 29, 2018 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.78 | holding | — | — | — | May 28, 2009 | May 28, 2019 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $11.14 | holding | — | — | — | May 27, 2010 | May 27, 2020 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.50 | holding | — | — | — | May 26, 2011 | May 26, 2021 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.33 | holding | — | — | — | May 31, 2012 | May 31, 2022 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.45 | holding | — | — | — | May 30, 2013 | May 30, 2023 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F4 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Shares previously held by the reporting person directly were transferred into the Bronson J. and Jacqueline A. Haase Living Trust dated 8/17/1999, in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F2Includes 193 shares of Common Stock acquired through automatic reinvestment of dividends under the Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of May 15, 2015.
- F3By the Bronson J. and Jacqueline A. Haase Living Trust dated 8/17/1999.
- F4Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.