SEC Form 4 · accession 0001140361-15-002172
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Gershowitz
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2015 | C | 15,334 | $0.00 | A | 26,963 | D | |
| Common Stock | Jan 16, 2015 | G | 15,334 | $0.00 | D | 11,629 | D | |
| Common Stock | holding | — | — | — | 350 | I | By DG-LDJ Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2,F3 | — | Jan 16, 2015 | C | 15,334 | D | — | — | Common Stock | 15,334 | 54,670 | D |
| Class B Common StockF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 2,832,148 | 2,832,148 | I |
| Class B Common StockF5,F1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 196,259 | 196,259 | I |
| Class B Common StockF6,F1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 50,845 | 50,845 | I |
| Stock Option (Right to Buy)F4 | $15.6966 | holding | — | — | — | May 26, 2005 | May 26, 2015 | Common Stock | 713 | 713 | D |
| Stock Option (Right to Buy)F4 | $17.73 | holding | — | — | — | May 25, 2006 | May 25, 2016 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $23.37 | holding | — | — | — | May 31, 2007 | May 31, 2017 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $17.17 | holding | — | — | — | May 29, 2008 | May 29, 2018 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.78 | holding | — | — | — | May 28, 2009 | May 28, 2019 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $11.14 | holding | — | — | — | May 27, 2010 | May 27, 2020 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $10.50 | holding | — | — | — | May 26, 2011 | May 26, 2021 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.33 | holding | — | — | — | May 31, 2012 | May 31, 2022 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F4 | $13.45 | holding | — | — | — | May 30, 2013 | May 30, 2023 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F4 | $16.84 | holding | — | — | — | May 29, 2014 | May 29, 2024 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This security is convertible into common stock on a 1-for-1 basis at no cost.
- F2This security is immediately exercisable.
- F3No expiration date.
- F4Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
- F5As trustee for brother's children.
- F6By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.