SEC Form 4 · accession 0001140361-15-001154
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine M. Gehl
Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2015 | A | 625 | $0.00 | A | 625 | D | |
| Common StockF2 | Jan 6, 2015 | A | 565 | $0.00 | A | 1,190 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $17.45 | Jan 6, 2015 | A | 1,000 | A | Jan 6, 2015 | Jan 6, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock granted January 6, 2015 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
- F2Granted by Issuer in consideration of service as a director.
- F3Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.