SEC Form 4 · accession 0001140361-15-001075
MARCUS CORP · MCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Marcus
Officer — Chairman · Director · 10% Owner
Period of report
Jan 5, 2015
Accepted (ET)
Jan 8, 2015 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 21,895 | I | By LLC | |
| Common Stock | holding | — | — | — | 6,003 | I | Trustee-I. Lowe Fam. Tr. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5,F2,F3,F4 | — | Jan 5, 2015 | G | 5,686 | D | — | — | Common Stock | 5,686 | 192,765 | I |
| Class B Common StockF2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,225 | 1,225 | I |
| Class B Common StockF1,F2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,547,228 | 4,547,228 | I |
| Class B Common StockF6,F2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 50,845 | 50,845 | I |
Explanation of responses
- F1Shares held by Matinee Fifteen Holdings, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- F2This security is convertible into common stock on a 1-for-1 basis at no cost.
- F3This security is immediately exercisable.
- F4No expiration date.
- F5By the Stephen H. Marcus 1990 Revocable Trust.
- F6By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Stephen H. Marcus.