SEC Form 4 · accession 0001225208-17-003943
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Nocella
Officer — SVP Chief Marketing Officer
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | M | 13,750 | $45.01 | A | 136,794 | D | |
| Common StockF2 | Feb 16, 2017 | F | 239 | $47.54 | D | 136,555 | D | |
| Common Stock | Feb 16, 2017 | S | 492 | $47.50 | D | 136,063 | D | |
| Common StockF3 | Feb 16, 2017 | D | 13,019 | $47.54 | D | 123,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $45.01 | Feb 16, 2017 | M | 13,750 | D | Dec 9, 2013 | Apr 11, 2017 | Common Stock | 13,750 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F3Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.