SEC Form 4 · accession 0001225208-17-002657
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Isom Jr.
Officer — President
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | M | 117,287 | $7.62 | A | 672,466 | D | |
| Common StockF2 | Feb 6, 2017 | S | 31 | $45.315 | D | 672,435 | D | |
| Common StockF3 | Feb 6, 2017 | D | 19,861 | $45.00 | D | 652,574 | D | |
| Common StockF4 | Feb 6, 2017 | F | 37,668 | $45.00 | D | 614,906 | D | |
| Common StockF2 | Feb 6, 2017 | S | 59,727 | $45.00 | D | 555,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF5 | $7.62 | Feb 6, 2017 | M | 117,287 | D | Apr 11, 2013 | Apr 11, 2019 | Common Stock | 117,287 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- F3Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F4Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F5This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.