SEC Form 4 · accession 0001225208-16-042913
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elise R Eberwein
Officer — EVP People and Communications
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | M | 39,096 | $7.62 | A | 410,127 | D | |
| Common StockF2 | Dec 7, 2016 | D | 6,257 | $47.62 | D | 403,870 | D | |
| Common StockF3 | Dec 7, 2016 | F | 13,777 | $47.62 | D | 390,093 | D | |
| Common StockF4 | Dec 7, 2016 | S | 19,062 | $47.62 | D | 371,031 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF5 | $7.62 | Dec 7, 2016 | M | 39,096 | D | Apr 11, 2013 | Apr 11, 2019 | Common Stock | 39,096 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F3Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F4This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- F5This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.