SEC Form 4 · accession 0001225208-16-042511
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Isom Jr.
Officer — President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | M | 70,000 | $31.14 | A | 645,179 | D | |
| Common StockF2 | Nov 30, 2016 | F | 9,768 | $46.66 | D | 635,411 | D | |
| Common StockF3 | Nov 30, 2016 | S | 13,515 | $46.6117 | D | 621,896 | D | |
| Common StockF4 | Nov 30, 2016 | D | 46,717 | $46.66 | D | 575,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $31.14 | Nov 30, 2016 | M | 70,000 | D | Dec 9, 2013 | Sep 6, 2017 | Common Stock | 70,000 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.52 to $46.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.