SEC Form 4 · accession 0001225208-16-031525
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Scott Kirby
Officer — President
Period of report
Apr 15, 2016
Accepted (ET)
Apr 18, 2016 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2016 | M | 18,000 | $38.44 | A | 640,785 | D | |
| Common StockF2 | Apr 15, 2016 | F | 501 | $41.17 | D | 640,284 | D | |
| Common StockF3 | Apr 15, 2016 | S | 692 | $41.30 | D | 639,592 | D | |
| Common StockF4 | Apr 15, 2016 | F | 15,375 | $40.91 | D | 624,217 | D | |
| Common StockF5 | Apr 15, 2016 | D | 16,807 | $41.17 | D | 607,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF6 | $38.44 | Apr 15, 2016 | M | 18,000 | D | Dec 9, 2013 | Apr 19, 2016 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F3This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- F4Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock units.
- F5Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F6This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the settled stock appreciation rights prior to expiration.