SEC Form 4 · accession 0001225208-16-030892
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Douglas Parker
Officer — Chairman and CEO · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 113,100 | $38.44 | A | 1,465,528 | D | |
| Common StockF2 | Apr 1, 2016 | F | 2,974 | $41.01 | D | 1,462,554 | D | |
| Common StockF3 | Apr 1, 2016 | S | 4,113 | $40.13 | D | 1,458,441 | D | |
| Common StockF4 | Apr 1, 2016 | D | 106,013 | $41.01 | D | 1,352,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF5 | $38.44 | Apr 1, 2016 | M | 113,100 | D | Dec 9, 2013 | Apr 19, 2016 | Common Stock | 113,100 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F3This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- F4Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F5This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the settled stock appreciation rights prior to expiration.