SEC Form 4 · accession 0001225208-15-011666
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Johnson
Officer — EVP Corporate Affairs
Period of report
May 7, 2015
Accepted (ET)
May 8, 2015 · 8:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2015 | M | 119,200 | $7.42 | A | 653,235 | D | |
| Common StockF2 | May 7, 2015 | M | 95,714 | $8.14 | A | 748,949 | D | |
| Common StockF2 | May 7, 2015 | M | 75,000 | $3.10 | A | 823,949 | D | |
| Common StockF3 | May 7, 2015 | D | 4,740 | $49.06 | D | 819,209 | D | |
| Common StockF3 | May 7, 2015 | D | 15,823 | $49.24 | D | 803,386 | D | |
| Common StockF4 | May 7, 2015 | F | 29,475 | $49.06 | D | 773,911 | D | |
| Common StockF4 | May 7, 2015 | F | 33,515 | $49.24 | D | 740,396 | D | |
| Common StockF5 | May 7, 2015 | S | 87,161 | $49.2094 | D | 653,235 | D | |
| Common StockF1 | May 7, 2015 | D | 119,200 | $49.07 | D | 534,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $8.14 | May 7, 2015 | M | 95,714 | D | Apr 20, 2012 | Apr 20, 2018 | Common Stock | 95,714 | 0 | D |
| Stock Appreciation Rights | $3.10 | May 7, 2015 | M | 75,000 | D | Dec 9, 2013 | Apr 8, 2016 | Common Stock | 75,000 | 0 | D |
| Stock Appreciation Rights | $7.42 | May 7, 2015 | M | 119,200 | D | Dec 9, 2013 | Apr 14, 2017 | Common Stock | 119,200 | 0 | D |
Explanation of responses
- F1Represents shares deemed to have been acquired and disposed of to the issuer upon the exercise of cash-settled stock appreciation rights.
- F2Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F3Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F4Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F5The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.28 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.