SEC Form 4 · accession 0001225208-15-010861
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek J Kerr
Officer — Executive VP and CFO
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 7:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | M | 119,200 | $7.42 | A | 651,472 | D | |
| Common StockF2 | May 1, 2015 | M | 12,500 | $45.01 | A | 663,972 | D | |
| Common StockF2 | May 1, 2015 | M | 12,500 | $38.44 | A | 676,472 | D | |
| Common StockF3 | May 1, 2015 | F | 466 | $49.39 | D | 676,006 | D | |
| Common StockF3 | May 1, 2015 | F | 1,163 | $49.39 | D | 674,843 | D | |
| Common Stock | May 1, 2015 | S | 2,250 | $49.40 | D | 672,593 | D | |
| Common StockF4 | May 1, 2015 | D | 9,729 | $49.39 | D | 662,864 | D | |
| Common StockF4 | May 1, 2015 | D | 11,392 | $49.39 | D | 651,472 | D | |
| Common StockF1 | May 1, 2015 | D | 119,200 | $49.42 | D | 532,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $45.01 | May 1, 2015 | M | 12,500 | D | Dec 9, 2013 | Apr 11, 2017 | Common Stock | 12,500 | 0 | D |
| Stock Appreciation Rights | $7.42 | May 1, 2015 | M | 119,200 | D | Dec 9, 2013 | Apr 14, 2017 | Common Stock | 119,200 | 0 | D |
| Stock Appreciation Rights | $38.44 | May 1, 2015 | M | 12,500 | D | Dec 9, 2013 | Apr 19, 2016 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Represents shares deemed to have been acquired and disposed of to the issuer upon the exercise of cash-settled stock appreciation rights.
- F2Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F3Shares witheld by the issuer to cover applicable witholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F4Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.