SEC Form 4 · accession 0001225208-15-010831
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Scott Kirby
Officer — President
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2015 | M | 206,346 | $7.62 | A | 1,104,744 | D | |
| Common StockF1 | Apr 29, 2015 | M | 82,500 | $19.30 | A | 1,187,244 | D | |
| Common StockF1 | Apr 29, 2015 | M | 70,881 | $8.84 | A | 1,258,125 | D | |
| Common StockF1 | Apr 29, 2015 | M | 56,131 | $8.14 | A | 1,314,256 | D | |
| Common StockF2 | Apr 29, 2015 | D | 9,045 | $50.52 | D | 1,305,211 | D | |
| Common StockF2 | Apr 29, 2015 | D | 12,403 | $50.52 | D | 1,292,808 | D | |
| Common StockF3 | Apr 29, 2015 | F | 19,753 | $50.52 | D | 1,273,055 | D | |
| Common StockF3 | Apr 29, 2015 | F | 21,388 | $50.52 | D | 1,251,667 | D | |
| Common StockF3 | Apr 29, 2015 | F | 24,532 | $50.52 | D | 1,227,135 | D | |
| Common StockF2 | Apr 29, 2015 | D | 31,124 | $50.52 | D | 1,196,011 | D | |
| Common StockF2 | Apr 29, 2015 | D | 31,518 | $50.52 | D | 1,164,493 | D | |
| Common StockF4 | Apr 29, 2015 | S | 64,700 | $49.22 | D | 1,099,793 | D | |
| Common StockF3 | Apr 29, 2015 | F | 73,506 | $50.52 | D | 1,026,287 | D | |
| Common StockF5 | Apr 29, 2015 | S | 127,889 | $50.05 | D | 898,398 | D | |
| Common StockF6 | Apr 30, 2015 | S | 4,200 | $49.26 | D | 894,198 | D | |
| Common StockF7 | Apr 30, 2015 | S | 65,682 | $48.62 | D | 828,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $8.84 | Apr 29, 2015 | M | 70,881 | D | Dec 9, 2013 | Apr 9, 2018 | Common Stock | 70,881 | 0 | D |
| Stock Appreciation Rights | $7.62 | Apr 29, 2015 | M | 206,346 | D | Dec 9, 2013 | Apr 11, 2019 | Common Stock | 206,346 | 0 | D |
| Stock Appreciation Rights | $8.14 | Apr 29, 2015 | M | 56,131 | D | Dec 9, 2013 | Apr 20, 2018 | Common Stock | 56,131 | 0 | D |
| Stock Appreciation Rights | $19.30 | Apr 29, 2015 | M | 82,500 | D | Dec 9, 2013 | Sep 27, 2015 | Common Stock | 82,500 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock appreciation rights.
- F2Shares disposed of to the issuer to cover the exercise price of the exercised stock appreciation rights.
- F3Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock appreciation rights.
- F4The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $48.93 to $49.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote.
- F5The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $49.51 to $50.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote.
- F6The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $49.21 to $49.33 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote.
- F7The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $48.20 to $49.20 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the this footnote.