SEC Form 4 · accession 0001225208-15-008533
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elise R Eberwein
Officer — EVP People and Communications
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 39,095 | $7.62 | A | 535,083 | D | |
| Common Stock | Mar 23, 2015 | M | 31,905 | $8.14 | A | 566,988 | D | |
| Common Stock | Mar 23, 2015 | D | 4,682 | $55.47 | D | 562,306 | D | |
| Common Stock | Mar 23, 2015 | D | 5,371 | $55.47 | D | 556,935 | D | |
| Common StockF1,F2 | Mar 23, 2015 | S | 27,223 | $55.52 | D | 529,712 | D | |
| Common StockF1,F2 | Mar 23, 2015 | S | 33,724 | $55.52 | D | 495,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $7.62 | Mar 23, 2015 | M | 39,095 | D | Apr 11, 2013 | Apr 11, 2019 | Common Stock | 39,095 | 39,096 | D |
| Stock Appreciation RightsF3 | $8.14 | Mar 23, 2015 | M | 31,905 | D | Apr 20, 2012 | Apr 20, 2018 | Common Stock | 31,905 | 0 | D |
Explanation of responses
- F1This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934,as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.20 to $55.64, inclusive. The reporting person undertakes to provide to any security holder of American Airlines Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.