SEC Form 4 · accession 0001140361-15-015210
American Airlines Group Inc. · AAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Douglas Parker
Officer — Chairman of the Board and CEO · Director
Period of report
Dec 9, 2013
Accepted (ET)
Apr 13, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 9, 2013 | A | 1,630 | $0.00 | A | 1,485,707 | D | |
| Common StockF1,F4 | Jan 9, 2014 | A | 3,232 | $0.00 | A | 1,488,939 | D | |
| Common StockF1,F5 | Feb 10, 2014 | A | 4,288 | $0.00 | A | 1,493,227 | D | |
| Common StockF1,F6 | Mar 10, 2014 | A | 4,513 | $0.00 | A | 1,497,740 | D | |
| Common StockF1,F7 | Apr 10, 2014 | A | 4,566 | $0.00 | A | 1,502,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sole purpose of this filing is to report the 18,229 shares reported as acquired in the table above that were previously unreported due to an administrative error and correct an administrative error that caused the number of shares Mr. Parker received on December 9, 2013 to be over-reported by 327 shares. The shares of Common Stock of American Airlines Group Inc. reported as acquired herein were acquired by the reporting person in connection with such person's holdings of AMR Corporation Common Stock prior to the effective time of the merger (the "Merger") pursuant to that certain Agreement and Plan of Merger, dated as of February 13, 2013, as amended, by and among AMR Corporation, AMR Merger Sub, Inc. and US Airways Group, Inc., in accordance with and pursuant to the terms of the Fourth Amended Joint Plan of Reorganization (the "Plan") filed by AMR Corporation and certain of its direct and indirect domestic subsidiaries under Chapter 11 of the United States Bankruptcy Code.
- F2Pursuant to the Plan, former holders of common stock of AMR Corporation received a distribution of shares of the issuer of approximately 0.0665 shares of the issuer's common stock for each share of AMR Corporation common stock held as of the effective date of the Plan.
- F3The number of shares shown as beneficially owned reflects a decrease of 327 shares to correct an inadvertent over-reporting in the number of shares acquired on December 9, 2013 by Mr. Parker upon the closing of the Merger. This adjustment is intended to amend the number of shares shown as acquired and beneficially owned on the Form 4 filed on such date.
- F4Pursuant to the Plan, former holders of common stock of AMR Corporation received a distribution of shares of the issuer of approximately 0.1319 shares of the issuer's common stock for each share of AMR Corporation common stock held as of the effective date of the Plan.
- F5Pursuant to the Plan, former holders of common stock of AMR Corporation received a distribution of shares of the issuer of approximately 0.1750 shares of the issuer's common stock for each share of AMR Corporation common stock held as of the effective date of the Plan.
- F6Pursuant to the Plan, former holders of common stock of AMR Corporation received a distribution of shares of the issuer of approximately 0.1842 shares of the issuer's common stock for each share of AMR Corporation common stock held as of the effective date of the Plan.
- F7Pursuant to the Plan, former holders of common stock of AMR Corporation received a distribution of shares of the issuer of approximately 0.1863 shares of the issuer's common stock for each share of AMR Corporation common stock held as of the effective date of the Plan.