SEC Form 4 · accession 0001246360-19-000880
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Antoniuk
Officer — SVP & Chief Financial Officer
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 27, 2019 | A | 11,929 | $0.00 | A | 33,507 | D | |
| Common Stock | holding | — | — | — | 7,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.27.2019 Officer Non-Qualified OptionsF2 | $18.40 | Feb 27, 2019 | A | 21,997 | A | Feb 27, 2020 | Feb 27, 2029 | Common Stock | 21,997 | 21,997 | D |
| 05.31.2016OfficerStockAwardF1 | $22.80 | holding | — | — | — | May 31, 2017 | May 31, 2026 | Common Stock | 21,851 | 21,851 | D |
| 02.22.2017OffOpt | $25.68 | holding | — | — | — | Feb 22, 2018 | Feb 22, 2027 | Common Stock | 35,516 | 35,516 | D |
| 02.20.2018OfficerNQ | $32.98 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 21,612 | 21,612 | D |
Explanation of responses
- F1The total amount of stock options being reported has been corrected due to a rounding issue when calculating the number of stock options following the reverse stock split.
- F2Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.
- F3Common stock includes restricted shares.
- F4Grant of restricted stock units vest in 33.3% increments annually beginning on the first anniversary of the grant.