SEC Form 4/A · accession 0001246360-19-000815
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Aaron H. Ravenscroft
Officer — Executive Vice President
Period of report
Feb 20, 2018
Accepted (ET)
Feb 28, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.20.2018OfficerNQF3,F4,F5 | $32.98 | Feb 20, 2018 | A | 17,760 | A | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 17,760 | 17,760 | D |
| 02.22.2017OffOptF3,F5 | $25.68 | holding | — | — | — | Feb 20, 2018 | Feb 22, 2027 | Common Stock | 20,205 | 20,205 | D |
| 03.28.2016OfficerOptionF3,F5 | $17.40 | holding | — | — | — | Mar 28, 2017 | Mar 28, 2026 | Common Stock | 24,753 | 24,753 | D |
Explanation of responses
- F1Common stock includes restricted shares.
- F2The Form 4 filed February 26, 2018 reported an award of performance shares. This award should not have been reported until the performance criteria has been met. This amended Form 4 is being filed to remove this transaction from the filing.
- F3The amounts and prices shown have been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.
- F4The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.
- F5Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.