SEC Form 4 · accession 0001246360-18-002141
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Pennypacker
Officer — President & CEO
Period of report
Aug 31, 2018
Accepted (ET)
Sep 4, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2018 | A | 247 | $23.3589 | A | 80,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03.28.2016OfficerOption | $17.40 | holding | — | — | — | Mar 28, 2017 | Mar 28, 2026 | Common Stock | 154,703 | 154,703 | D |
| 02.22.2017OffOpt | $25.68 | holding | — | — | — | Feb 22, 2018 | Feb 22, 2027 | Common Stock | 112,249 | 112,249 | D |
| 02.20.2018OfficerNQ | $38.37 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2028 | Common Stock | 68,306 | 68,306 | D |
Explanation of responses
- F1Common stock includes restricted shares.
- F2Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.