SEC Form 4 · accession 0001246360-17-003157
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Pennypacker
Officer — President & CEO
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Nov 28, 2017 | A | 96 | $38.8673 | A | 23,106 | D | |
| Common StockF2 | holding | — | — | — | 23,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03.28.2016OfficerOptionF1 | $17.40 | holding | — | — | — | Mar 28, 2017 | Mar 28, 2026 | Common Stock | 154,703 | 154,703 | D |
| 02.22.2017OffOptF1 | $25.68 | holding | — | — | — | Feb 22, 2018 | Feb 22, 2027 | Common Stock | 112,249 | 112,249 | D |
Explanation of responses
- F1The amount and price shown have been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.
- F2The amount shown has been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.
- F3Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.