SEC Form 4 · accession 0001246360-17-000765
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Musial
Officer — SVP Human Resources & Administ
Period of report
Feb 15, 2017
Accepted (ET)
Feb 15, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 23,000 | $6.024 | A | 228,048 | D | |
| Common StockF1 | Feb 15, 2017 | S | 23,000 | $6.7001 | D | 205,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.27.2007EmployeeStockOption | $6.024 | Feb 15, 2017 | M | 23,000 | D | Feb 27, 2009 | Feb 27, 2017 | Common Stock | 23,000 | 0 | D |
Explanation of responses
- F1Shares sold for tax planning purposes under a rule 10b5-1 plan established by the reporting person.